Via News Knowledge File
Securities and Exchange Commission
government agency80% conf.·synced Sep 24, 2026
Federal regulatory agency overseeing securities markets
9
sourced metrics
1482
relationships
4
stated objectives
8
Via News reports
Every fact below is drawn from Via News's knowledge graph and linked to the source document it came from. Nothing here is unsourced. How we source →
Key metrics · each point sourced
Rias Over 75 Years Old
89companies
Jan 1, 2025source
Rias Registered Before 2018
7935companies
Jan 1, 2025source
Client Count
68400000clients
Jan 1, 2025source
Employee Count
1000000employees
Jan 1, 2025source
Assets Under Management
144.6trillion_USD
Jan 1, 2025⚠ sources conflictsource
Registered Rias
15870companies
Jan 1, 2025source
Rias Over 50 Years Old
124companies
Jan 1, 2025source
Registered Companies
436companies
Jan 1, 1940source
Account Count
300000accounts
Jan 1, 1940source
Stated objectives
Explore ways to allow 401(k) plan participants to have greater access to alternative assets
sourcestated
Recover funds through SEC Whistleblower program; persons with non-public information regarding Coty may receive rewards up to 30% of any successful SEC recovery
sourcetarget: 30 percent of successful recovery stated
Issue an innovation exemption allowing third-party tokenization of public company stocks without issuer consent
sourceby 2026-05-23 00:00:00stated
Enable stock tokenization on blockchain through an innovation exemption, allowing 24/7 trading of equities including by third parties without company consent
sourcestated
Relationship graph · 1482 connections
regulates
1237
regulated by
206
Employs
17
governs
7
files with
3
contracted by
2
allied with
2
employed by
2
regulates
Eos Energy Enterprises, Inc.Natural Gas Services Group, Inc.Monster Beverage Corporation4.500% Senior Notes due 2033Eos Energy Enterprises, Inc.Alpha Metallurgical Resources, Inc.Cibus, Inc.Driven Brands Holdings Inc.Sharkey, Howes & Javer Wealth AdvisorsIris Acquisition Corp IIIris Acquisition Corp IIFedEx Corporation
Via News coverage
Crypto CEO Delgado Faces 30 Years in US Ponzi Case as Global Fraud Prosecutions Surge 340%
March 15, 2026
Copa Airlines and the Single-Hub Trap: A Global Lesson in Aviation Concentration Risk
February 18, 2026
SPAC Dealmaking Under Global Scrutiny as Crown PropTech Merger Tests Limits of Blank-Check Patience
February 18, 2026
Medtronic And 4 Other Stocks Have Very High Payout Ratio
September 27, 2023
PAVmed And PLx Pharma On The List Of Winners And Losers Of Tuesday's US Session
April 11, 2023
Marathon Stock Bullish Momentum With A 9% Rise So Far Today
April 11, 2023
Meten EdtechX Education Group Ltd. And IMAC Holdings On The List Of Winners And Losers Of Monday's US Session
April 10, 2023
AMC And AGBA Acquisition Limited On The List Of Winners And Losers Of Friday's US Session
April 7, 2023
This Knowledge File is assembled from Via News's source-traceable knowledge graph. Metrics, objectives and relationships are extracted from primary and credible secondary documents and refreshed on a schedule. Read our methodology →