Via News Knowledge File
Securities and Exchange Commission
government agency80% conf.·synced Jul 5, 2026
Federal regulatory agency overseeing securities markets
10
sourced metrics
1412
relationships
4
stated objectives
8
Via News reports
Every fact below is drawn from Via News's knowledge graph and linked to the source document it came from. Nothing here is unsourced. How we source →
Key metrics · each point sourced
Employee Count
1000000employees
Jan 1, 2025source
Rias Over 75 Years Old
89companies
Jan 1, 2025source
Rias Registered Before 2018
7935companies
Jan 1, 2025source
Assets Under Management
144.6trillion_USD
Jan 1, 2025⚠ sources conflictsource
Registered Rias
15870companies
Jan 1, 2025source
Client Count
68400000clients
Jan 1, 2025source
Rias Over 50 Years Old
124companies
Jan 1, 2025source
Registered Companies
436companies
Jan 1, 1940source
Account Count
300000accounts
Jan 1, 1940source
Stated objectives
Explore ways to allow 401(k) plan participants to have greater access to alternative assets
sourcestated
Recover funds through SEC Whistleblower program; persons with non-public information regarding Coty may receive rewards up to 30% of any successful SEC recovery
sourcetarget: 30 percent of successful recovery stated
Issue an innovation exemption allowing third-party tokenization of public company stocks without issuer consent
sourceby 2026-05-23 00:00:00stated
Enable stock tokenization on blockchain through an innovation exemption, allowing 24/7 trading of equities including by third parties without company consent
sourcestated
Relationship graph · 1412 connections
regulates
1174
regulated by
202
Employs
14
governs
7
files with
3
contracted by
2
allied with
2
employed by
2
regulates
Via News coverage
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March 15, 2026
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Figure Technology's AAA Blockchain Rating Opens a New Era for Global Tokenized Debt Markets
February 19, 2026
First AAA-Rated Blockchain Securitization Marks a Global Turning Point for Institutional DeFi
February 19, 2026
U.S. Financial Governance in Flux: What the Fed Transition, Congressional Trading Scandal, and SEC Shifts Mean for Global Markets
February 18, 2026
Copa Airlines and the Single-Hub Trap: A Global Lesson in Aviation Concentration Risk
February 18, 2026
SPAC Dealmaking Under Global Scrutiny as Crown PropTech Merger Tests Limits of Blank-Check Patience
February 18, 2026
BlackRock And 5 Other Stocks Have Very High Payout Ratio
March 23, 2024
This Knowledge File is assembled from Via News's source-traceable knowledge graph. Metrics, objectives and relationships are extracted from primary and credible secondary documents and refreshed on a schedule. Read our methodology →